Insights, Archived


Research, white papers and articles

Bourse de Montréal (MX): Client and Order Identifiers
Charlene Fong Charlene Fong

Bourse de Montréal (MX): Client and Order Identifiers

Rule Overview, Current State vs Proposed Future State, Requirement to Report Client Information on the Business Date the First Order is Transmitted, Requirement to Identify Sponsored Access and Algorithmic Orders on Order Entry & Requirement for Corrections

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Canada Deposit Insurance Corporation (CDIC)
Charlene Fong Charlene Fong

Canada Deposit Insurance Corporation (CDIC)

CDIC Purpose and Eligible Depositors, Eligible Products for CDIC Deposit Insurance, Coverage and Categories, CDIC Differential Premiums System (DPS) Overview, Upcoming Changes to Modernize and Improve the Effectiveness of the DPS, New Differential Premiums System (DPS) Scorecard.

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OSFI Guideline B-15 on Climate Risk Management
Charlene Fong Charlene Fong

OSFI Guideline B-15 on Climate Risk Management

Guideline Overview, Governance and Risk Management Expectations, Climate-Related Financial Disclosure Expectations, Regulatory Timelines, Minimum Mandatory Climate-Related Financial Disclosure Expectations

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Financial Accounting Manual for Fed Reserve Banks
Charlene Fong Charlene Fong

Financial Accounting Manual for Fed Reserve Banks

Appendix D of the Financial Accounting Manual for Federal Reserve Banks offers guidance on accounting for software assets. It differentiates between internal and externally sold software, provides rules for expensing and capitalizing costs, explains how to calculate amortization, addresses impairment considerations, and emphasizes the need for regular assessments.

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Basel III Endgame
Charlene Fong Charlene Fong

Basel III Endgame

Regulation Overview, Proposed Scope of Rule for Large Banking Organizations, Key Changes to Capital & Disclosure Requirements, Proposed Changes to Risk-Based Capital Ratio Calculations, Regulatory Timelines and Transition Period.

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SEC Marketing Rule
Charlene Fong Charlene Fong

SEC Marketing Rule

Rule 206(4)-1, modernizes regulations for investment adviser advertisements and payments to solicitors, recognizing the impact of electronic media and mobile communications. The rule aims to improve the information available to investors and consolidates the existing advertising and cash solicitation rules into a comprehensive one.

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