Recap: Insights from the Canadian RegTech Association’s (CRTA) Derivatives Forum
Our Regulatory Advisory team attended the CRTA Derivatives Forum at S&P Global. The event featured insightful discussions with industry leaders tackling key regulatory challenges, particularly the CSA Rewrite and evolving global reporting mandates.
Webinar Recap: CSA Trade Reporting Rewrite
Scott Kerr, CFA had the opportunity to join Cappitech from S&P Global Market Intelligence CSA Trade Reporting Rewrite - Impact and Analysis Webinar.
Learn More here: https://www.cappitech.com/resources/csa-trade-reporting-rewrite-impact-analysis/
OSFI Delays Basel III Floor: Global Coordination amid Industry Extensions
On July 5, 2024, the Office of the Superintendent of Financial Institutions (OSFI) announced a one year delay in implementing an increase to the Basel III output floor, a regulatory measure designed to standardize risk-weighted asset (RWA) calculations across banks.
Continued harmonization with an investor protection focus: CSA MI 93-101 and MiFID II
On September 28, 2024, the CSA MI 93-101 Derivatives: Business Conduct will come into effect with a five-year transition period. The instrument sets out a comprehensive framework for regulating conduct within the OTC derivatives market
Challenges in Enhanced Reporting: CFTC Rewrite Phase 2 and EMIR REFIT
Firms continue to contend with regulatory challenges as the drive to standardize regulatory reporting persists. Regulators continue to strengthen their focus on transparency and harmonization, particularly in the derivatives space