Case Studies
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T + 1 for Canada
The capital market industry, in coordination with regulators in the USA and Canada, plan to shorten the settlement cycle from T+2 to T+1. Updates are required across settlement and data systems within the firms’ settlement ecosystem to align with regulatory guidance
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Capital Markets Migration and Integration
In completion of one of the largest acquisitions in Canada, for a global investment firm, led a significant post-acquisition integration program, overseeing the transition of the entire Capital Markets portfolio across retail banking, wealth management and asset management divisions while managing cross-functional impacts across business lines, vendor management, and migration of resources.
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Testing for T+1 from Inception to Completion
Our client needed to build a support team to handle testing efforts across multiple trading systems as well as back-office trade operations. This involved managing testing for three streams to ensure the effective execution of test plans, scenarios and cycles to meet the T+1 deadline
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Wealth TOM Realignment
Global Insurance Client was looking to change to their Wealth Management Operating Model to consolidate multiple business lines across Retail, Wealth, Private, and Group benefits to ultimately improve ongoing cost to the firm
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Cross Border Lift and Shift
Assessment was completed on US based operational teams for a Global Investment Firm. The recommendation was to replace staff with Canadian Resources as this would reduce ongoing costs to manage the team by 60%.
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Back and Middle Office Outsourcing
Top Canadian Pension Fund is outsourcing their back and middle office to a Managed Service provider. This service will require the vendor to create a new platform to support the Canadian business and its future clients.
More Case Studies
Capital Markets Migration and Integration
Back and Middle Office Outsourcing
CDIC Act Co-Owned and Trust Disclosure By-Law
SRD II (Shareholder Rights Directive)
Margin Rules Compliance for Uncleared Swaps
Fundamental Review of the Trading Book - FRTB
Regulatory Reporting Framework
Automation of Reg YY and Reg W Reporting
FRTB Model Development (Standard and Internal)
Operational risk using predictive analytics
Workplace Transformation - Capital Markets Real Estate
Fixed Income Broker Dealer Acquisition Integration
Global Bank Equities Post Merger Integration
Collateral Management Implementation
Audit and Regulatory Reporting Overhaul
Structured Notes and Equity Derivatives Modernization
Volcker Front Office Implementation
Calypso Money Market Migration