Case Studies and Engagements
T+1 Settlement Analysis
Latest Engagements
Engaged in multiple initiatives to deliver front-to-back process reviews for securities impacted by the T+1 settlement timeline, including the development of a risk-weighted gap assessment to help meet the targeted 2024 industry implementation deadline. Executing current state assessments for process and procedural gaps in manual and automated processing, and identifying areas of heightened operational, regulatory, and financial risk in manual processing, along with mitigation and resilience planning.
More Case Studies
Capital Markets Migration and Integration
Back and Middle Office Outsourcing
CDIC Act Co-Owned and Trust Disclosure By-Law
SRD II (Shareholder Rights Directive)
Margin Rules Compliance for Uncleared Swaps
Fundamental Review of the Trading Book - FRTB
Regulatory Reporting Framework
Automation of Reg YY and Reg W Reporting
FRTB Model Development (Standard and Internal)
Operational risk using predictive analytics
Workplace Transformation - Capital Markets Real Estate
Fixed Income Broker Dealer Acquisition Integration
Global Bank Equities Post Merger Integration
Collateral Management Implementation
Audit and Regulatory Reporting Overhaul
Structured Notes and Equity Derivatives Modernization
Volcker Front Office Implementation
Calypso Money Market Migration