Case Studies and Engagements
Risk Modernization
Client Focus - A major Financial Institution
Facilitating the migration of a Swaps Based Dealer from a Standardized Model approach to a Models Based approach, and assisting with business process optimization including requirements gathering, BRD (business requirements document) preparation, and the development of mock-up schematics and workflow diagrams to solicit user input and feedback. Conducting 3rd party fintech vendor platform evaluations and proofs-of-concept development. Engaged with multiple lines of business from Front Office, Quantitative Risk and Analytics, Middle Office, Market Risk Infrastructure, and IT, in support of data models and data dictionaries, along with UAT coordination, user training, and project management oversight.
More Case Studies
Capital Markets Migration and Integration
Back and Middle Office Outsourcing
CDIC Act Co-Owned and Trust Disclosure By-Law
SRD II (Shareholder Rights Directive)
Margin Rules Compliance for Uncleared Swaps
Fundamental Review of the Trading Book - FRTB
Regulatory Reporting Framework
Automation of Reg YY and Reg W Reporting
FRTB Model Development (Standard and Internal)
Operational risk using predictive analytics
Workplace Transformation - Capital Markets Real Estate
Fixed Income Broker Dealer Acquisition Integration
Global Bank Equities Post Merger Integration
Collateral Management Implementation
Audit and Regulatory Reporting Overhaul
Structured Notes and Equity Derivatives Modernization
Volcker Front Office Implementation
Calypso Money Market Migration