Case Studies and Engagements
Fixed Income Broker Dealer Acquisition Integration
Client Focus - Tier One Investment Bank
Surpassing timeline expectations, led a comprehensive technology integration and testing initiative for the acquisition of a fixed income broker dealer. Partnered with management to define strategy, design a governance framework, and ensure key stakeholder engagement. Developed a high-level test plan to validate all systems and procedures, and ensured sufficient testing resources allocation for established timelines. Established a standardized approach to optimize workflow for test cases, test execution and end-to-end documentation.
More Case Studies
Capital Markets Migration and Integration
Back and Middle Office Outsourcing
CDIC Act Co-Owned and Trust Disclosure By-Law
SRD II (Shareholder Rights Directive)
Margin Rules Compliance for Uncleared Swaps
Fundamental Review of the Trading Book - FRTB
Regulatory Reporting Framework
Automation of Reg YY and Reg W Reporting
FRTB Model Development (Standard and Internal)
Operational risk using predictive analytics
Workplace Transformation - Capital Markets Real Estate
Fixed Income Broker Dealer Acquisition Integration
Global Bank Equities Post Merger Integration
Collateral Management Implementation
Audit and Regulatory Reporting Overhaul
Structured Notes and Equity Derivatives Modernization
Volcker Front Office Implementation
Calypso Money Market Migration