Case Studies and Engagements
T+1 for New York
Challenge
Our Client faced various challenges in implementing T+1 Settlement Cycles which required Business Analysis to assess the Regulatory Complexity, Cross Functional Coordination, Resource Management, Risk & Issue Management, IT Integrations as well as Virtual Team Collaboration for stakeholders located in different locations and/or time zones
Solution
Interpreted regulatory requirements, translated them into clear business requirements that were aligned with our client’s methodology
Worked closely with IT Teams to integrate impacted systems such as Client Impact, DTCC, Bloomberg TOMs, GlobalOne, Candeal and Fidessa into our clients T+1 framework
Impact
Ensured compliance with regulatory requirements, reduced regulatory risk for our client
Improved trade settlements, allocations, order management as well as the reconciliation process
Leveraged technology integrations to enhance trading desk capabilities and market responsiveness
More Case Studies
Capital Markets Migration and Integration
Back and Middle Office Outsourcing
CDIC Act Co-Owned and Trust Disclosure By-Law
SRD II (Shareholder Rights Directive)
Margin Rules Compliance for Uncleared Swaps
Fundamental Review of the Trading Book - FRTB
Regulatory Reporting Framework
Automation of Reg YY and Reg W Reporting
FRTB Model Development (Standard and Internal)
Operational risk using predictive analytics
Workplace Transformation - Capital Markets Real Estate
Fixed Income Broker Dealer Acquisition Integration
Global Bank Equities Post Merger Integration
Collateral Management Implementation
Audit and Regulatory Reporting Overhaul
Structured Notes and Equity Derivatives Modernization
Volcker Front Office Implementation
Calypso Money Market Migration