Case Studies and Engagements
Regulatory Reporting Framework
Client Focus - A major FBO for Fed Remediation
Extensive remediation for regulatory exam findings, and the successful design and implementation of a TOM (target operating model) built on three foundational pillars: Automation, 2nd Level Control, and Data Governance that resulted in the closure of all legacy FRB exam findings within the FBO's Finance department.
More Case Studies
Capital Markets Migration and Integration
Back and Middle Office Outsourcing
CDIC Act Co-Owned and Trust Disclosure By-Law
SRD II (Shareholder Rights Directive)
Margin Rules Compliance for Uncleared Swaps
Fundamental Review of the Trading Book - FRTB
Regulatory Reporting Framework
Automation of Reg YY and Reg W Reporting
FRTB Model Development (Standard and Internal)
Operational risk using predictive analytics
Workplace Transformation - Capital Markets Real Estate
Fixed Income Broker Dealer Acquisition Integration
Global Bank Equities Post Merger Integration
Collateral Management Implementation
Audit and Regulatory Reporting Overhaul
Structured Notes and Equity Derivatives Modernization
Volcker Front Office Implementation
Calypso Money Market Migration