Case Studies and Engagements
T+1 For LATAM
Challenge
Our Clients Regulatory Business Initiatives Team faced significant challenges in implementing T+1 Settlement Cycles in LATAM as well as it’s jurisdictions. This involved complex stakeholder coordination, technical integrations, project scope management, risk management, regulatory understanding, gap analysis, communication and reporting
Solution
Understood as well as interpreted regulatory requirements to then translate into clear and actionable business requirements for the project team
Collaborated with vendors, system architects, development staff, etc. to ensure seamless integration that aligned with project goals
Conducted thorough gap analysis, developed target operating models and performed future/current state analysis
Impact
Streamlined trade settlements, allocations, order management and reconciliation processes which improved operational efficiency and reduced settlement risks
Successfully aligned project activities with regulatory requirements, ensuring compliance while reducing regulatory risk for our client
More Case Studies
Capital Markets Migration and Integration
Back and Middle Office Outsourcing
CDIC Act Co-Owned and Trust Disclosure By-Law
SRD II (Shareholder Rights Directive)
Margin Rules Compliance for Uncleared Swaps
Fundamental Review of the Trading Book - FRTB
Regulatory Reporting Framework
Automation of Reg YY and Reg W Reporting
FRTB Model Development (Standard and Internal)
Operational risk using predictive analytics
Workplace Transformation - Capital Markets Real Estate
Fixed Income Broker Dealer Acquisition Integration
Global Bank Equities Post Merger Integration
Collateral Management Implementation
Audit and Regulatory Reporting Overhaul
Structured Notes and Equity Derivatives Modernization
Volcker Front Office Implementation
Calypso Money Market Migration