Case Studies and Engagements
Volcker Front Office Implementation
Client Focus - A major broker dealer
Oversaw the formulation and implementation of RENTD and RMH methodologies, and created policies and procedures for monitoring Volcker compliance. Delivered all BRDs (business requirements documents) and partnered with internal IT to create FRDs (functional requirements document) while developing testing strategy and UAT functions, including ongoing assistance with IT implementation.
More Case Studies
Capital Markets Migration and Integration
Back and Middle Office Outsourcing
CDIC Act Co-Owned and Trust Disclosure By-Law
SRD II (Shareholder Rights Directive)
Margin Rules Compliance for Uncleared Swaps
Fundamental Review of the Trading Book - FRTB
Regulatory Reporting Framework
Automation of Reg YY and Reg W Reporting
FRTB Model Development (Standard and Internal)
Operational risk using predictive analytics
Workplace Transformation - Capital Markets Real Estate
Fixed Income Broker Dealer Acquisition Integration
Global Bank Equities Post Merger Integration
Collateral Management Implementation
Audit and Regulatory Reporting Overhaul
Structured Notes and Equity Derivatives Modernization
Volcker Front Office Implementation
Calypso Money Market Migration