Case Studies and Engagements

Volcker Front Office Implementation

Client Focus - A major broker dealer 

Oversaw the formulation and implementation of RENTD and RMH methodologies, and created policies and procedures for monitoring Volcker compliance.  Delivered all BRDs (business requirements documents) and partnered with internal IT to create FRDs (functional requirements document) while developing testing strategy and UAT functions, including ongoing assistance with IT implementation. 

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