Client Focus - A major broker dealer 

Conducting a comprehensive evaluation of current reporting processes for all regulatory reporting requirements (including Order Audit Trail System (OATS), Consolidated Audit Trail (CAT) reporting, Blue Sheets etc.).  Developing a target operating model (TOM) for regulatory reporting to improve the transparency and accuracy of transaction reporting to regulators. Enhancing automation of manual processes, data consolidation and validation, and establishing a control framework to reduce reporting risks.