October 2023 White Paper
The Digital Operational Resilience Act ushers in modifications to several pre-existing regulations. It will bolster the financial sector's ability to withstand disruptions from information and communication technology (ICT) incidents. Financial institutions are mandated to ensure compliance by January 17, 2025.
Overview of Liquidity Tools Available for Banks to Monitor its Liquidity Adequacy, Liquidity Coverage Ratio, Net stable funding ratio, Net cumulative cash flow, Additional liquidity monitoring tools and metrics
Regulation Overview, Indicative Example of the Obligations for Broker-Dealers that Open New Accounts for Legal Entity Customers, Certification Regarding Beneficial Owners of Legal Entity Customers
MiFID II mandates exceptional granularity and detail in data management and reporting, making data quality crucial for compliance.
Explore the role of technology in meeting MiFID II Requirements and Botsford’s approach to migrating systems
