Insights, Archived
Research, white papers and articles
EU 2022/2554: Digital Operational Resilience Act
The Digital Operational Resilience Act ushers in modifications to several pre-existing regulations. It will bolster the financial sector's ability to withstand disruptions from information and communication technology (ICT) incidents. Financial institutions are mandated to ensure compliance by January 17, 2025.
SEC Rule 10c-1a: Reporting of Securities Loans
Overview, Data Elements to Report, Differences Between SEC 10c-1a and ESMA/FCA SFTR, In-Scope Reportable Securities and Reporting Persons, Reporting Agent Requirements, Timelines That Reported Information is Made Public, SEC 10c-1a Regulation Timelines